Funding Platform

An API Infrastrucure solution for Funding Platforms who requires an a compliant infrastructure to meet regulatory compliance requirements set out by securities regulators.

An online capital formation platform to operate multi jurisdictions and with multi broker-dealers to offer primary and secondary market trading.

The Capital Markets Platform includes traditional securities (equity, debt, etc), Security Token Offerings (STO), Digital Securities Offering (DSO), Coin, Non-fungible tokens (NFT), Equity Crowdfunding, and online capital formations. These have evolved to assist operators (broker-dealers) to more efficiently navigate their regulatory compliance requirements.

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UI/UX, Functionality and 
Workflows +

  • Login, Registration for SSO
  • Issuance Process (RegCF, RegA+, RegD, 45-106, OM, 708)
  • Pending investment tracking
  • KYC Issues
  • Payment Issues
  • Portfolio Tracking
  • Transfers
  • Secondary Market Trading
  • User Profile to meet regulatory requirements
  • DealRoom
  • Due Diligence

API

  • Restful API
  • Due Dilgience
  • Issuance Process
  • Portfolio Tracking
  • Shareholder Communications
  • SSO
  • Pending Investment
  • KYC Issues
  • Payment Issues
  • Cap Table/SEC-Registered Transfer Agent
  • Secondary Market Trading

Integrated with SEC-Registered Transfer Agent

  • Manage book of records
  • Manage Transfers
  • Manage Trades
  • Integrated KoreNode Settlement
  • K1 Reporting
  • Integrated with KoreNode Settlement
  • Integrated with Compliance Desk
  • Integrated with Cap Table
  • Integrated with ATS

Integrated Compliance Desk

  • Manages the KYC and KYP Processes
  • Integrated Payment Rails
  • Integrated Escrow
  • Integrated KoreNode Settlement
  • Issuance Process Integrated
  • SEC-Registered Transfer Agent Integrated
  • Cap Table Integrated
  • ATS Integration

Integrated KoreNode

  • Issue Digital Securities
  • Issue NFT

Integrated DealRoom

  • Manage Raise end to end

Let's Connect!

The purpose-built API and data-model is layered over the top of multiple regulated sub-businesses, abstracting away the complex nuances of alternative assets.